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UBS GROUP AG
- As of  04/28/24, 12:44:40 PM:   142 Insider Transactions.

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Buy/Sell* 1 Yr Return** Filed Date Subject Symbol Pct Owned Details
S 2020-06-09 07:50:56.0 Bain Capital Specialty Finance BCSF 0.001% view
B 2020-04-09 06:16:57.0 NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND JTA 5.87% view
B 2020-04-09 06:14:33.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.35% view
B 2020-04-09 06:13:01.0 ISTAR INC STAR 8.67% view
S 2020-04-09 06:11:33.0 Waitr Holdings Inc WTRH n/a view
S 2020-04-09 06:10:12.0 CRANE CO CR 5.34% view
B 2020-02-11 07:09:33.0 ACHIEVE LIFE SCIENCES ACHV n/a view
B 2020-02-11 07:07:02.0 FIRST MAJESTIC SILVER CORP AG 5.4% view
S 2020-02-11 07:04:34.0 Western Asset Mortgage Capital Corp WMC 0.01% view
S 2020-02-11 07:03:35.0 Cellectar Biosciences CLRB n/a view
S 2020-02-11 07:03:08.0 VIVEVE MEDICAL VIVE n/a view
S 2020-02-11 07:02:32.0 Welbilt WBT n/a view
S 2020-02-11 07:02:05.0 Alphatec Holdings ATEC 1.0E-4% view
S 2020-02-11 07:01:41.0 Falcon Minerals Corp FLMN n/a view
S 2020-02-11 07:01:35.0 TrueCar TRUE 0.01% view
S 2020-02-11 07:01:08.0 ORBCOMM Inc ORBC 0.001% view
S 2020-02-11 07:01:02.0 IVERIC bio ISEE 0.001% view
S 2020-02-11 07:00:44.0 ProQR Therapeutics N ISD n/a view
S 2020-02-11 07:00:35.0 CASSAVA SCIENCES INC n/a n/a view
S 2020-02-11 06:27:36.0 ISTAR INC n/a 5.32% view
B 2020-02-11 06:24:05.0 Western Asset Investment Grade Defined Opportunity Trust Inc BBDC 5.31% view
S 2020-02-11 06:23:41.0 BlackRock Multi MESA 6.9% view
B 2020-02-11 06:22:35.0 Bain Capital Specialty Finance JTA 5.69% view
S 2020-02-11 06:21:35.0 Hilton Grand Vacations Inc CR 6.28% view
B 2020-02-11 06:16:09.0 Waitr Holdings Inc NYMT 5.88% view
S 2020-01-08 06:09:19.0 Safehold Inc STAR n/a view
S 2019-09-10 06:07:33.0 Valeritas Holdings Inc AYTU n/a view
S 2019-09-10 06:06:04.0 TENET HEALTHCARE CORP NESCQ n/a view
S 2019-06-10 07:45:00.0 DHI GROUP DHX n/a view
S 2019-06-10 07:42:00.0 New Home Co Inc NWHM 0.01% view
B 2019-06-10 07:39:01.0 Safehold Inc SAFE 10.72% view
B 2019-03-08 13:31:02.0 Falcon Minerals Corp FLMN 10.74% view
B 2019-03-08 06:13:02.0 TrueCar TRUE 11.22% view
B 2019-03-08 06:09:02.0 AYTU BIOSCIENCE AYTU 16.14% view
B 2019-02-15 16:29:32.0 Paratek Pharmaceuticals PRTK 6.6% view
B 2019-02-15 16:17:32.0 Safety SAFE 9.8% view
B 2019-02-15 15:55:02.0 DHI GROUP DHX 9.57% view
B 2019-02-15 15:31:02.0 Voyager Therapeutics VYGR 6.1% view
B 2019-02-15 15:07:32.0 Alphatec Holdings ATEC 6.86% view
S 2019-02-15 15:02:02.0 ISTAR INC STAR 8.39% view
B 2019-02-15 15:00:33.0 SILVERBOW RESOURCES SBOW 8.66% view
B 2019-02-15 14:53:02.0 ORBCOMM Inc ORBC 5.51% view
S 2019-02-15 14:42:32.0 Cellectar Biosciences CLRB n/a view
B 2019-02-15 14:20:32.0 Morgan Stanley Emerging Markets Domestic Debt Fund EDD 5.33% view
S 2019-02-15 14:09:32.0 Western Asset Mortgage Capital Corp WMC n/a view
B 2019-02-15 14:06:32.0 Barings BDC n/a 6.38% view
B 2019-02-15 14:04:02.0 Pilgrim Bancshares MTW 5.58% view
B 2019-02-15 14:00:32.0 SunOpta Inc CPSS 8.81% view
S 2019-02-15 13:55:02.0 WESTERN ASSET CORPORATE LOAN FUND INC ZANDZG n/a view
B 2019-02-15 13:40:02.0 Welbilt WBT 7.22% view
S 2019-02-15 13:25:02.0 CRANE CO CR 7.93% view
S 2019-02-15 13:05:32.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 5.62% view
B 2019-02-14 18:55:32.0 Kayne Anderson MLP KYN` 5.27% view
B 2019-02-14 17:30:32.0 HOPFED BANCORP INC HFBC 10.41% view
B 2019-01-23 14:30:02.0 VICAL INC VICL 10.64% view
B 2019-01-11 15:12:33.0 HAMILTON BANCORP INC n/a 10.02% view
S 2019-01-11 14:51:06.0 ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB 0.0% view
B 2018-10-10 09:23:05.0 PAIN THERAPEUTICS INC PTIE 12.77% view
B 2018-09-10 06:09:05.0 Intellipharmaceutics International Inc n/a 16.1% view
S 2018-05-25 16:02:03.0 PIONEER MUNICIPAL HIGH INCOME TRUST MHI 0.0% view
B 2018-02-28 15:59:05.0 AMERICAN ENERGY GROUP LTD AEEG 5.34% view
S 2018-02-13 20:06:56.0 Virtus Global Multi VGI n/a view
B 2018-02-13 15:59:02.0 Safety SAFE 8.66% view
B 2018-02-13 15:53:56.0 JOHN HANCOCK TAX HTD 5.36% view
S 2018-02-13 15:48:03.0 PACIFIC BIOSCIENCES OF CALIFORNIA PACB n/a view
B 2018-02-13 15:45:56.0 WESTERN ASSET CORPORATE LOAN FUND INC TLI 5.59% view
B 2018-02-13 15:43:56.0 Evogene Ltd n/a 5.17% view
S 2018-02-13 15:35:03.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.57% view
S 2018-02-13 15:33:04.0 BLACKROCK MUNICIPAL 2020 TERM TRUST BKK 0.0% view
S 2018-02-13 15:28:55.0 Ares Dynamic Credit Allocation Fund ARDC n/a view
S 2018-02-13 15:26:03.0 ELLSWORTH GROWTH & INCOME FUND LTD ECF 6.47% view
B 2018-02-13 15:20:03.0 CRANE CO CR 8.23% view
B 2018-02-09 16:56:57.0 Changyou n/a 8.62% view
S 2018-02-09 10:48:33.0 BLACKROCK MUNICIPAL 2020 TERM TRUST BKK 21.43% view
B 2017-02-07 17:03:55.0 PACIFIC BIOSCIENCES OF CALIFORNIA PACB 6.29% view
B 2017-02-07 16:56:02.0 SunOpta Inc STIL 6.66% view
B 2017-02-07 16:54:02.0 Virtus Global Multi VGI 5.68% view
B 2017-02-07 16:49:55.0 Ares Dynamic Credit Allocation Fund ARDC 5.04% view
B 2017-02-07 16:48:55.0 ELLSWORTH GROWTH & INCOME FUND LTD ECF 6.65% view
B 2017-02-07 16:42:02.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 6.91% view
B 2017-02-07 16:35:02.0 BANCROFT FUND LTD BCV 6.07% view
B 2017-02-07 16:25:55.0 Apollo Global Management LLC APO n/a view
B 2017-02-07 16:21:55.0 MTGE Investment Corp MTGE 0.01% view
S 2017-02-07 16:20:02.0 WESTERN ASSET MANAGED HIGH INCOME FUND INC MHY n/a view
B 2017-02-07 16:19:03.0 Sanchez Production Partners LP SPP n/a view
S 2017-02-07 11:55:02.0 EATON VANCE SENIOR INCOME TRUST EVF 41.48% view
B 2016-10-03 12:05:55.0 PIMCO Income Strategy Fund II PFL 38.45% view
B 2016-03-14 16:27:30.0 WESTERN ASSET MANAGED MUNICIPALS FUND INC MMU n/a view
B 2016-03-14 16:20:01.0 PIMCO HIGH INCOME FUND PHK 40.13% view
S 2016-03-10 17:24:31.0 Apollo Global Management LLC APO n/a view
S 2016-03-09 16:36:01.0 American Capital Mortgage Investment Corp MTGE 0.01% view
S 2016-03-02 16:34:01.0 EATON VANCE OHIO MUNICIPAL INCOME TRUST EVO 1.0% view
S 2016-03-02 16:30:02.0 EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST MMV 1.0% view
S 2016-03-02 16:29:01.0 EATON VANCE NEW YORK MUNICIPAL INCOME TRUST EVY 1.0% view
S 2016-03-02 16:24:00.0 EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST CEV 1.0% view
S 2016-02-09 17:43:02.0 Western Asset Investment Grade Defined Opportunity Trust Inc IGI 5.36% view
B 2016-02-09 17:28:01.0 American Capital Mortgage Investment Corp MTGE 5.16% view
B 2016-02-09 17:27:00.0 BANCROFT FUND LTD BCV 5.66% view
B 2016-02-09 17:22:00.0 CRANE CO CR 6.42% view
S 2016-02-09 17:09:00.0 WESTERN ASSET MANAGED HIGH INCOME FUND INC MHY 5.05% view
S 2016-02-03 15:41:53.0 MARKWEST ENERGY PARTNERS L P MWE n/a view
S 2016-02-03 15:37:00.0 Virtus Global Multi VGI n/a view
S 2016-02-03 15:31:54.0 Sunoco LP n/a n/a view
S 2016-02-03 15:26:30.0 Autohome Inc n/a 1.0% view
S 2015-12-16 16:21:53.0 EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II EIO 1.0% view
S 2015-12-16 16:16:59.0 EATON VANCE MUNICIPAL BOND FUND II n/a n/a view
S 2015-12-16 16:07:59.0 EATON VANCE NEW JERSEY MUNICIPAL BOND FUND EMJ 1.0% view
B 2015-12-16 16:03:00.0 ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP 29.37% view
S 2015-12-07 17:26:00.0 UBS AG n/a n/a view
B 2015-08-26 17:17:29.0 PIMCO CORPORATE & INCOME OPPORTUNITY FUND PTY 34.06% view
B 2015-05-28 14:31:29.0 UBS AG n/a 97.6% view
B 2015-04-10 16:00:29.0 BLACKROCK MUNICIPAL 2018 TERM TRUST BPK 9.2% view
B 2015-01-21 12:15:29.0 MARKWEST ENERGY PARTNERS L P MWE 6.13% view
B 2015-01-21 12:10:53.0 ZILLOW INC Z 5.29% view
B 2015-01-21 12:06:29.0 OFS Capital Corp OFS 5.44% view
S 2015-01-21 12:01:29.0 Brookfield Mortgage Opportunity Income Fund Inc BOI 4.91% view
B 2015-01-21 11:58:53.0 Tuniu Corp n/a 7.72% view
B 2015-01-21 11:30:30.0 500 n/a 7.99% view
B 2015-01-05 16:52:53.0 Blackstone BGX 1.88% view
B 2014-12-02 15:03:59.0 Virtus Global Multi VGI 9.16% view
B 2014-12-02 15:00:53.0 PIONEER MUNICIPAL HIGH INCOME TRUST MHI 36.01% view
B 2014-12-02 14:51:59.0 EATON VANCE SENIOR INCOME TRUST EVF 43.02% view
B 2014-12-02 14:46:29.0 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST MAV 38.1% view
B 2014-12-02 14:39:52.0 EATON VANCE OHIO MUNICIPAL INCOME TRUST EVO 58.42% view
B 2014-12-02 14:33:59.0 EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST EVP 27.74% view
B 2014-12-02 14:28:26.0 PIMCO MUNICIPAL INCOME FUND III PMX 73.54% view
B 2014-12-02 14:20:59.0 PIMCO HIGH INCOME FUND PCN 7.03% view
B 2014-12-02 14:15:00.0 FRANKLIN LTD DURATION INCOME TRUST PML 63.27% view
B 2014-12-02 14:08:00.0 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II PFL 12.36% view
B 2014-12-02 14:01:59.0 PIMCO Income Strategy Fund II PZC 66.98% view
B 2014-12-02 13:55:52.0 PIMCO CALIFORNIA MUNICIPAL INCOME FUND PCQ 72.82% view
B 2014-12-02 13:41:29.0 EATON VANCE LTD DURATION INCOME FUND EVV 48.27% view
B 2014-12-02 13:24:53.0 EATON VANCE NEW YORK MUNICIPAL INCOME TRUST EVY 34.17% view
B 2014-12-02 13:20:59.0 EATON VANCE MUNICIPAL INCOME TRUST EVN 31.92% view
B 2014-12-02 12:40:52.0 EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST EVJ 41.44% view
B 2014-12-02 12:25:00.0 EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST MMV 52.24% view
B 2014-12-02 11:45:00.0 AllianzGI Convertible & Income Fund II NCZ 51.42% view
B 2014-12-02 11:16:52.0 EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST EMI 36.71% view
B 2014-12-02 10:59:59.0 EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II n/a n/a view
B 2014-12-02 10:55:06.0 ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB 10.83% view
B 2014-12-01 17:25:59.0 AllianzGI Convertible & Income Fund NCV 56.41% view
B 2014-12-01 17:18:52.0 DREYFUS STRATEGIC MUNICIPAL BOND FUND INC DSM 39.97% view
* Institutions do not report transaction buy/sell types directly. To help members better understand the transactions, this column is filled by InsiderCow's best-effort interpretations.
** Since most institutions are long investors, only returns for long transactions are shown here.